Personnel Hong Kong SFC License Details (ID 85204)

Personnel Hong Kong SFC License Details (ID 85204)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2011-06-10	2011-12-30
KGI ASIA LIMITED	Rep	Dealing in securities	2010-06-03	2011-12-30
XinKong International Securities Limited	Rep	Dealing in securities	2008-10-23	2010-03-01
Mage Securities Limited	Rep	Dealing in securities	2008-06-18	2009-04-30
Credit Agricole Securities (Asia) Limited	Rep	Dealing in securities	2007-04-13	2008-06-01
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2006-04-25	2007-02-28
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2006-04-25	2007-02-28
CHIEF COMMODITIES LIMITED	Rep	Dealing in futures contracts	2005-05-25	2006-04-11
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2003-11-04	2006-04-11