Personnel Hong Kong SFC License Details (ID 85205)

Personnel Hong Kong SFC License Details (ID 85205)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Hectoron Global Capital Management Limited	RO	Advising on securities	2020-11-02	2023-06-01
	RO	Asset management	2020-11-02	2023-06-01
	RO	Dealing in securities	2020-11-02	2023-06-01
Red South Investment Management Limited	RO	Advising on securities	2018-07-23	2020-06-16
	RO	Asset management	2018-07-23	2020-06-16
	Rep	Advising on securities	2018-07-03	2018-07-23
	Rep	Asset management	2018-07-03	2018-07-23
Arta Asset Management Limited	RO	Advising on securities	2016-03-02	2018-05-18
	RO	Asset management	2016-03-02	2018-05-18
	RO	Dealing in securities	2016-03-02	2018-05-18
	Rep	Asset management	2014-11-27	2016-03-02
	Rep	Dealing in securities	2014-11-27	2016-03-02
KGI ASIA LIMITED	Rep	Dealing in securities	2010-10-26	2014-11-25
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-10-26	2014-11-25