Personnel Hong Kong SFC License Details (ID 85206)

Personnel Hong Kong SFC License Details (ID 85206)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BLACKROCK (HONG KONG) LIMITED	Rep	Advising on securities	2013-02-05	2014-12-31
	Rep	Asset management	2013-02-05	2014-12-31
	Rep	Dealing in securities	2013-02-05	2014-12-31
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2013-02-05	2022-04-08
	Rep	Asset management	2013-02-05	2022-04-08
	Rep	Dealing in securities	2013-02-05	2022-04-08
KGI ASIA LIMITED	Rep	Dealing in securities	2005-03-03	2012-11-15
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2005-03-03	2012-11-15