| Magpie Securities Limited (HK) | Rep | Dealing in futures contracts | 2021-10-11 | 2023-08-25 |
| Rep | Dealing in securities | 2021-10-11 | 2023-08-25 |
| Glory Sun Securities Limited | Rep | Dealing in futures contracts | 2021-03-29 | 2021-09-22 |
| Rep | Dealing in securities | 2021-03-29 | 2021-09-22 |
| BOA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in futures contracts | 2019-04-16 | 2019-06-06 |
| Rep | Dealing in securities | 2019-04-16 | 2019-06-06 |
| GET NICE SECURITIES LIMITED | Rep | Asset management | 2016-10-06 | 2019-01-18 |
| GET NICE FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2015-09-04 | 2019-01-18 |
| GET NICE SECURITIES LIMITED | Rep | Dealing in securities | 2015-09-04 | 2019-01-18 |
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2013-10-09 | 2015-05-14 |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2013-10-09 | 2015-05-14 |
| Yuanta Securities (Hong Kong) Company Limited | Rep | Leveraged foreign exchange trading | 2013-05-08 | 2013-10-02 |
| Rep | Dealing in futures contracts | 2013-03-26 | 2013-10-02 |
| Rep | Dealing in securities | 2013-03-26 | 2013-10-02 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2010-08-30 | 2013-03-09 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-08-30 | 2013-03-09 |