| KGI ASIA LIMITED | Rep | Dealing in securities | 2017-10-03 | 2022-02-01 |
| Rep | Dealing in securities | 2004-06-25 | 2017-10-02 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-06-25 | 2022-02-01 |
| DBS VICKERS SECURITIES ONLINE (HK) LIMITED | RO | Dealing in securities | 2003-12-24 | 2004-05-11 |
| DBS VICKERS (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2003-10-14 | 2004-05-11 |
| RO | Advising on securities | 2003-10-11 | 2004-05-11 |
| RO | Dealing in securities | 2003-10-11 | 2004-05-11 |
| Rep | Advising on corporate finance | - | 2003-10-10 |
| Rep | Asset management | - | 2003-10-10 |
| Rep | Advising on securities | - | 2003-10-11 |
| Rep | Dealing in securities | - | 2003-10-11 |
| DBS VICKERS FUTURES (HONG KONG) LIMITED DBS | RO | Dealing in futures contracts | - | 2004-01-16 |
| DBS VICKERS SECURITIES (HONG KONG) LIMITED DBS | Rep | Advising on corporate finance | - | 2003-10-10 |
| Rep | Asset management | - | 2003-10-10 |
| Rep | Advising on securities | - | 2004-01-02 |
| Rep | Dealing in securities | - | 2004-01-02 |