Personnel Hong Kong SFC License Details (ID 85229)

Personnel Hong Kong SFC License Details (ID 85229)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UPBEST SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2024-05-09	-
VALUABLE CAPITAL LIMITED	Rep	Dealing in securities	2021-08-03	2022-11-25
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	2021-07-14
	Rep	Dealing in securities	2007-08-29	2017-10-02
CHRISTFUND SECURITIES LIMITED	Rep	Dealing in securities	2007-04-24	2007-08-16
WING ON CHEONG SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-06-10
	Rep	Asset management	2003-04-01	2004-06-10
	Rep	Providing automated trading services	2003-04-01	2004-06-10
	Rep	Advising on securities	2003-04-01	2007-04-12
	Rep	Dealing in securities	2003-04-01	2007-04-12