Personnel SFC Licences and HKMA Registrations (ID 85232)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SDHG International Securities Limited	RO	Dealing in securities	2021-12-15	-
	Rep	Dealing in securities	2021-11-19	2021-12-15
Silverlion Securities Limited	RO	Advising on securities	2021-03-19	2021-11-07
	RO	Dealing in securities	2021-03-19	2021-11-07
Canfield Securities Company Limited	Rep	Advising on securities	2019-08-19	2020-11-30
	Rep	Asset management	2019-08-19	2020-11-30
	RO	Dealing in securities	2018-05-15	2020-11-30
	Rep	Dealing in securities	2018-01-09	2018-05-15
HONOR SECURITIES (HK) LIMITED	Rep	Dealing in futures contracts	2017-10-16	2017-12-04
	Rep	Dealing in securities	2017-10-16	2017-12-04
THE CORE SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2017-08-04	2017-08-21
SP Global Access Limited	RO	Dealing in securities	2017-03-29	2017-07-19
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2013-04-18	2016-04-15
KGI ASIA LIMITED	Rep	Dealing in securities	2010-07-06	2016-04-15

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.