| KGI ASIA LIMITED | RO | Dealing in securities | 2017-10-03 | 2025-09-22 |
| RO | Dealing in securities | 2015-04-20 | 2017-10-02 |
| KGI FUTURES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2015-04-20 | 2025-09-22 |
| KGI SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2015-04-20 | 2017-10-02 |
| KGI WEALTH MANAGEMENT LIMITED | RO | Dealing in securities | 2015-04-20 | 2017-10-02 |
| KGI ASIA LIMITED | Rep | Advising on corporate finance | - | 2004-06-02 |
| Rep | Advising on securities | - | 2004-06-02 |
| Rep | Asset management | - | 2004-06-02 |
| Rep | Dealing in securities | - | 2015-04-20 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | - | 2004-06-02 |
| Rep | Asset management | - | 2004-06-02 |
| Rep | Dealing in futures contracts | - | 2015-04-20 |
| KGI SECURITIES (HONG KONG) LIMITED | Rep | Providing automated trading services | - | 2003-07-21 |
| Rep | Advising on corporate finance | - | 2004-06-02 |
| Rep | Advising on securities | - | 2004-06-02 |
| Rep | Asset management | - | 2004-06-02 |
| Rep | Dealing in securities | - | 2015-04-20 |