Personnel Hong Kong SFC License Details (ID 85247)

Personnel Hong Kong SFC License Details (ID 85247)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	2022-12-14
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2009-09-02	2022-12-14
KGI ASIA LIMITED	Rep	Dealing in securities	2009-08-12	2017-10-02
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2008-06-02	2009-08-01
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2006-08-31	2008-05-22
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2006-08-31	2008-05-22