| KGI ASIA LIMITED | Rep | Dealing in securities | 2017-10-03 | 2020-03-06 |
| Rep | Dealing in securities | 2010-09-13 | 2017-10-02 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-09-13 | 2020-03-06 |
| MIZUHO SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2007-08-01 | 2010-08-17 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-10-29 | 2007-07-07 |
| NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-10-29 | 2007-07-07 |
| Nomura Asia Investment (Hong Kong) Limited | Rep | Advising on futures contracts | - | 2004-10-28 |
| Rep | Asset management | - | 2004-10-28 |
| Rep | Dealing in futures contracts | - | 2007-07-07 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | - | 2004-10-28 |
| Rep | Advising on securities | - | 2004-10-28 |
| Rep | Asset management | - | 2004-10-28 |
| Rep | Dealing in securities | - | 2007-07-07 |