Wong, Wang Yum 王宏鑫

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2011-11-14	2012-05-04
KGI ASIA LIMITED	Rep	Dealing in securities	2011-01-21	2012-05-04
Yuanta Asia Investment (Hong Kong) Limited	Rep	Advising on securities	2010-10-11	2011-01-12
	Rep	Dealing in securities	2010-10-11	2011-01-12
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2008-11-21	2010-01-01
	Rep	Advising on securities	2008-10-06	2010-01-01
OnePlatform Asset Management Limited	Rep	Advising on securities	2008-04-15	2008-09-11

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2011-11-14	2012-05-04
KGI ASIA LIMITED	Rep	Dealing in securities	2011-01-21	2012-05-04
Yuanta Asia Investment (Hong Kong) Limited	Rep	Advising on securities	2010-10-11	2011-01-12
	Rep	Dealing in securities	2010-10-11	2011-01-12
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2008-11-21	2010-01-01
	Rep	Advising on securities	2008-10-06	2010-01-01
OnePlatform Asset Management Limited	Rep	Advising on securities	2008-04-15	2008-09-11