| SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2017-02-13 | - |
| Rep | Dealing in securities | 2017-02-13 | - |
| Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2016-06-14 | 2017-02-12 |
| Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2016-06-14 | 2017-02-12 |
| SINOPAC ASSET MANAGEMENT (ASIA) LIMITED | Rep | Dealing in securities | 2015-09-15 | 2018-02-13 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2015-07-09 | 2017-02-12 |
| Rep | Dealing in securities | 2015-07-09 | 2017-02-12 |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | Dealing in futures contracts | 2013-10-04 | 2015-06-20 |
| Rep | Dealing in securities | 2013-10-04 | 2015-06-20 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2011-03-30 | 2013-04-11 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-03-30 | 2013-04-11 |