| KGI ASIA LIMITED | Rep | Dealing in securities | 2006-10-10 | 2014-06-01 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-10-10 | 2014-06-01 |
| KGI SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-10-10 | 2014-06-01 |
| PROVIDENT FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2003-11-21 | 2006-08-29 |
| Ark Securities (Hong Kong) Limited | Rep | Dealing in securities | 2003-09-02 | 2006-08-29 |
| SHUN LOONG FUTURES LIMITED | Rep | Advising on futures contracts | - | 2003-08-22 |
| Rep | Asset management | - | 2003-08-22 |
| Rep | Providing automated trading services | - | 2003-08-22 |
| Rep | Dealing in futures contracts | - | 2003-08-22 |
| SHUN LOONG SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | - | 2003-08-22 |
| Rep | Advising on securities | - | 2003-08-22 |
| Rep | Asset management | - | 2003-08-22 |
| Rep | Providing automated trading services | - | 2003-08-22 |
| Rep | Dealing in securities | - | 2003-08-22 |