Yan, Tommy Chung Hau 甄仲厚

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	-
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-04-28	-
KGI ASIA LIMITED	Rep	Dealing in securities	2008-04-17	2017-10-02
ROSA SECURITIES LIMITED	Rep	Dealing in securities	2007-08-01	2008-03-28

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	-
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-04-28	-
KGI ASIA LIMITED	Rep	Dealing in securities	2008-04-17	2017-10-02
ROSA SECURITIES LIMITED	Rep	Dealing in securities	2007-08-01	2008-03-28

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.