| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Funderstone Futures Limited | Rep | Dealing in futures contracts | 2012-12-03 | 2013-01-31 |
| Funderstone Securities Limited | Rep | Dealing in securities | 2012-12-03 | 2013-01-31 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-09-15 | 2012-11-01 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2011-07-28 | 2012-11-01 |
| SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2011-05-25 | 2011-07-15 |
| Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2009-08-11 | 2010-04-23 |
| CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2009-01-06 | 2009-03-25 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2008-10-27 | 2008-12-25 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-06-23 | 2008-08-27 |
| PLATINUM BROKING COMPANY LIMITED | Rep | Dealing in securities | 2007-06-05 | 2008-06-16 |