Personnel Hong Kong SFC License Details (ID 85267)

Personnel Hong Kong SFC License Details (ID 85267)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	2022-08-11
	Rep	Dealing in securities	2009-12-30	2017-10-02
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2009-12-30	2022-08-11
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2009-09-22	2009-12-19
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2009-09-22	2009-12-19
INTERCHINA FUTURES LIMITED	Rep	Advising on futures contracts	-	2003-08-27
	Rep	Asset management	-	2003-08-27
	Rep	Dealing in futures contracts	-	2004-07-17
INTERCHINA SECURITIES LIMITED	Rep	Advising on corporate finance	-	2003-08-27
	Rep	Advising on securities	-	2003-08-27
	Rep	Asset management	-	2003-08-27
	Rep	Dealing in securities	-	2004-07-17