Personnel SFC Licences and HKMA Registrations (ID 85269)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FULBRIGHT FUTURES LIMITED	Rep	Dealing in futures contracts	2012-12-05	-
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2012-12-05	-
KGI ASIA LIMITED	Rep	Dealing in securities	2008-08-18	2012-11-30
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-08-18	2012-11-30
PRUDENTIAL BROKERAGE LIMITED	Rep	Dealing in securities	2008-04-29	2008-08-01
PRUDENTIAL INDEX TRADING COMPANY LIMITED	Rep	Dealing in futures contracts	2008-04-29	2008-08-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.