| KGI ASIA LIMITED | Rep | Dealing in securities | 2017-10-03 | - |
| Rep | Dealing in securities | 2009-05-04 | 2017-10-02 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-05-04 | - |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2006-10-23 | 2009-03-21 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-10-23 | 2009-03-21 |
| Newedge Broker Limited | Rep | Providing automated trading services | 2006-06-13 | 2006-08-31 |
| Rep | Dealing in futures contracts | 2006-06-12 | 2006-08-31 |
| Rep | Dealing in securities | 2006-06-12 | 2006-08-31 |
| KGI ASIA LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-06-02 |
| Rep | Advising on securities | 2003-04-01 | 2004-06-02 |
| Rep | Asset management | 2003-04-01 | 2004-06-02 |
| Rep | Dealing in securities | 2003-04-01 | 2006-06-08 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2004-06-02 |
| Rep | Asset management | 2003-04-01 | 2004-06-02 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2006-06-08 |