| M&F ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2023-06-28 | 2023-07-27 |
| Rep | Dealing in securities | 2023-06-28 | 2023-07-27 |
| Rui Da International Finance Holding Limited | Rep | Dealing in futures contracts | 2023-04-24 | 2023-04-30 |
| Rui Da International Securities (Hong Kong) Limited | Rep | Dealing in securities | 2023-04-24 | 2023-04-30 |
| KuCoin Commodity Futures Limited | Rep | Dealing in futures contracts | 2020-06-19 | 2021-01-25 |
| KuCoin HK Limited | Rep | Dealing in securities | 2020-06-19 | 2021-01-25 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2017-10-03 | 2020-02-02 |
| KGI WEALTH MANAGEMENT LIMITED | Rep | Dealing in securities | 2017-04-05 | 2017-10-02 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2005-03-01 | 2017-10-02 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-03-01 | 2020-02-02 |
| KGI SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-03-01 | 2017-10-02 |
| Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2004-04-02 | 2005-02-23 |
| Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2004-04-02 | 2005-02-23 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Providing automated trading services | - | 2003-08-15 |
| Rep | Asset management | - | 2003-12-09 |
| Rep | Advising on futures contracts | - | 2004-03-19 |
| Rep | Dealing in futures contracts | - | 2004-03-19 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | - | 2004-03-19 |
| Rep | Advising on securities | - | 2004-03-19 |
| Rep | Asset management | - | 2004-03-19 |
| Rep | Dealing in securities | - | 2004-03-19 |