Personnel SFC Licences and HKMA Registrations (ID 85293)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	-
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2009-11-27	-
KGI ASIA LIMITED	Rep	Dealing in securities	2009-04-08	2017-10-02

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.