| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | RO | Advising on securities | 2016-07-01 | 2016-10-01 |
| RO | Dealing in securities | 2016-07-01 | 2016-10-01 | |
| Core Pacific - Yamaichi Asset Management Limited | RO | Asset management | 2013-12-17 | 2016-09-30 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | RO | Advising on securities | 2013-04-30 | 2016-06-30 |
| RO | Dealing in securities | 2013-04-30 | 2016-06-30 | |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | RO | Dealing in securities | 2013-04-30 | 2016-06-30 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on securities | 2013-03-28 | 2013-03-28 |
| Rep | Dealing in securities | 2013-03-28 | 2013-03-28 | |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2013-03-28 | 2013-04-30 |
| KGI WEALTH MANAGEMENT LIMITED | RO | Advising on securities | 2007-05-07 | 2013-03-15 |
| RO | Dealing in securities | 2007-05-07 | 2013-03-15 |