Personnel Hong Kong SFC License Details (ID 85308)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	RO	Advising on securities	2017-10-03	-
	RO	Dealing in securities	2017-10-03	-
	RO	Advising on securities	2013-11-27	2017-10-02
	RO	Dealing in securities	2013-11-27	2017-10-02
KGI WEALTH MANAGEMENT LIMITED	RO	Advising on securities	2009-03-17	2017-10-02
	RO	Dealing in securities	2009-03-17	2017-10-02
	Rep	Dealing in securities	2007-06-27	2009-03-17