Webb-site Legacy
En
Home
Personnel Hong Kong SFC License Details (ID 85312)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
Show old organisation names
Current only
Organisation
Role
Activity
From
Until
KGI ASIA LIMITED
Rep
Dealing in securities
2014-01-09
2016-08-01
KGI WEALTH MANAGEMENT LIMITED
Rep
Dealing in securities
2006-10-04
2016-08-01