Personnel Hong Kong SFC License Details (ID 85321)

Personnel Hong Kong SFC License Details (ID 85321)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2020-09-04	2023-09-21
PC SECURITIES LIMITED	Rep	Dealing in securities	2018-05-07	2020-08-14
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2016-07-01	2018-04-21
	Rep	Dealing in securities	2013-03-28	2016-06-30
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2013-03-28	2016-06-30
KGI WEALTH MANAGEMENT LIMITED	Rep	Dealing in securities	2008-05-16	2013-03-18