Personnel Hong Kong SFC License Details (ID 85339)

Personnel Hong Kong SFC License Details (ID 85339)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2026-07-10	-
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2020-08-31	2026-05-11
PC SECURITIES LIMITED	Rep	Dealing in securities	2019-09-11	2020-08-14
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2016-07-01	2019-08-05
	Rep	Dealing in securities	2013-05-09	2016-06-30
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2013-05-09	2016-06-30
GRAND CATHAY SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2012-10-05	2013-04-18
KGI WEALTH MANAGEMENT LIMITED	Rep	Dealing in securities	2007-09-25	2013-04-18