| UPBEST COMMODITIES COMPANY LIMITED | RO | Advising on futures contracts | 2015-08-19 | - |
| RO | Dealing in futures contracts | 2015-08-19 | - |
| UPBEST SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2015-08-19 | - |
| MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-03-11 | 2015-07-01 |
| MIB FUTURES (HONG KONG) LIMITED | RO | Advising on futures contracts | 2011-03-25 | 2015-07-01 |
| RO | Dealing in futures contracts | 2007-03-22 | 2015-07-01 |
| Rep | Dealing in futures contracts | 2004-10-12 | 2007-03-22 |
| VERCAP Financial Services Limited | Rep | Dealing in futures contracts | 2003-04-01 | 2004-10-11 |