| Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2016-02-19 | - |
| Rep | Dealing in securities | 2016-02-19 | - |
| PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2012-09-28 | 2016-02-18 |
| Ping An Securities (Hong Kong) Holdings Company Limited | Rep | Dealing in securities | 2012-09-28 | 2016-02-18 |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-01-30 | 2012-09-14 |
| Rep | Dealing in securities | 2012-01-30 | 2012-09-14 |
| MIB FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-09-01 | 2012-01-16 |
| MIB FINANCE (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-06-30 |
| Rep | Advising on securities | 2003-04-01 | 2003-06-30 |
| Rep | Asset management | 2003-04-01 | 2003-06-30 |
| Rep | Dealing in securities | 2003-04-01 | 2003-06-30 |
| MIB SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-06-30 |
| Rep | Advising on securities | 2003-04-01 | 2003-06-30 |
| Rep | Asset management | 2003-04-01 | 2003-06-30 |
| Rep | Dealing in securities | 2003-04-01 | 2012-01-16 |