Personnel SFC Licences and HKMA Registrations (ID 85347)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FULBRIGHT FUTURES LIMITED	Rep	Dealing in futures contracts	2019-07-02	-
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2019-07-02	-
PO SANG SECURITIES LIMITED	Rep	Dealing in futures contracts	2018-07-03	2019-06-10
	Rep	Dealing in securities	2018-07-03	2019-06-10
MIB FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2007-11-16	2018-03-31
MIB SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2007-10-08	2018-03-31
HO FUNG SHARES INVESTMENT LIMITED	Rep	Dealing in securities	2005-03-24	2007-08-05
Ho Fung Shares Investment Company	Rep	Dealing in securities	2004-02-02	2005-03-24
HOORAY SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-06-21
	Rep	Advising on securities	2003-04-01	2003-06-21
	Rep	Asset management	2003-04-01	2003-06-21
	Rep	Dealing in securities	2003-04-01	2004-01-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.