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Ng, Stephen Kei Choy 吳其材 - Public Disciplinary Actions | HK SFC Licensed Personnel (ID 8535)
Ng, Stephen Kei Choy 吳其材
SFC ID:
AAG360
Key Data
SFC Licenses
Public Disciplinary Actions
Public Disciplinary Actions
SFC fines Sun Growth Securities Ltd, Mr Stephen Ng Kei Choy & Mr Kao Wing Lun for breaching Code of Conduct
SFC, 24-Apr-2006
Orgs
People
SFC suspends Stephen Ng Kei Choy for 1 month & reprimands Sun Growth Securities Ltd for failure to report staff illegalities & other failings
SFC, 07-May-2004
Orgs
People
SFC reprimands Sun Growth Securities Ltd, Mr Stephen Ng Kei Choy, Mr Kao Wing Lun and Mr Lau Yee Tak
SFC, 18-Apr-2002
Orgs
People
SFC suspends Mr Stephen Ng Kei Choy for 2 weeks
SFC, 24-May-2001
Orgs
People
SFC reprimands Sun Growth Securities Ltd & Stephen Ng Kei Choy
SFC, 20-Oct-2000
Orgs
People