Personnel SFC Licences and HKMA Registrations (ID 85351)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MIB SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2017-07-26	-
MIB FUTURES (HONG KONG) LIMITED	Rep	Advising on futures contracts	2003-04-01	2003-08-06
	Rep	Asset management	2003-04-01	2003-08-06
	Rep	Dealing in futures contracts	2003-04-01	2025-05-15
MIB SECURITIES (HONG KONG) LIMITED	RO	Advising on corporate finance	2003-04-01	2004-06-16
	RO	Advising on securities	2003-04-01	2004-06-16
	RO	Asset management	2003-04-01	2004-06-16
	RO	Dealing in securities	2003-04-01	2017-07-26

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.