| MIB FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-09-27 | 2021-12-24 |
| MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-09-27 | 2021-12-24 |
| KARL-THOMSON SECURITIES COMPANY LIMITED | Rep | Asset management | 2006-12-20 | 2010-09-08 |
| KARL-THOMSON COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2006-10-25 | 2010-09-08 |
| KARL-THOMSON SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2006-10-25 | 2010-09-08 |
| UPBEST COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2006-09-11 | 2006-10-10 |
| UPBEST SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2006-09-11 | 2006-10-10 |
| Rep | Dealing in securities | 2005-05-06 | 2005-11-12 |
| GREAT BAY SECURITIES LIMITED | Rep | Advising on corporate finance | - | 2003-07-30 |
| Rep | Advising on securities | - | 2003-07-30 |
| Rep | Asset management | - | 2003-07-30 |
| Rep | Dealing in securities | - | 2005-04-30 |