| MIB FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2019-07-23 | 2023-10-17 |
| MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2019-07-23 | 2023-10-17 |
| ORIENTAL PATRON SECURITIES LIMITED | Rep | Dealing in securities | 2014-03-18 | 2015-06-13 |
| MIB FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-06-07 | 2014-02-27 |
| MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-06-07 | 2014-02-27 |
| XinKong International Securities Limited | Rep | Advising on securities | 2010-12-15 | 2011-05-30 |
| Rep | Dealing in futures contracts | 2010-12-15 | 2011-05-30 |
| Rep | Dealing in securities | 2010-12-15 | 2011-05-30 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Advising on futures contracts | 2009-09-28 | 2010-11-20 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2009-09-28 | 2010-11-20 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2008-06-23 | 2010-11-20 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-06-23 | 2010-11-20 |