Personnel Hong Kong SFC License Details (ID 85359)

Personnel Hong Kong SFC License Details (ID 85359)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	-
	Rep	Dealing in securities	2017-03-07	2017-10-02
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2017-03-07	-
MIB FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2004-07-30	2017-02-28
MIB SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2004-07-30	2017-02-28
VC BROKERAGE LIMITED	Rep	Dealing in securities	2004-04-27	2004-07-28
VC FUTURES LIMITED	Rep	Dealing in futures contracts	2004-04-27	2004-07-28
WINGS SECURITIES (HK) LIMITED	Rep	Dealing in securities	2003-10-24	2004-04-16
REXCAPITAL FUTURES LIMITED	Rep	Dealing in futures contracts	2003-06-16	2004-04-16
DRAKE &AMP; MORGAN LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-06-10
	Rep	Advising on securities	2003-04-01	2003-06-10
	Rep	Asset management	2003-04-01	2003-06-10
	Rep	Dealing in securities	2003-04-01	2003-10-24