Personnel Hong Kong SFC License Details (ID 85360)

Personnel Hong Kong SFC License Details (ID 85360)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MIB SECURITIES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2025-05-07	-
MIB FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2006-08-15	2025-05-15
MIB FINANCE (HONG KONG) LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-07-02
	Rep	Advising on securities	2003-04-01	2003-07-02
	Rep	Asset management	2003-04-01	2003-07-02
	Rep	Dealing in securities	2003-04-01	2003-07-02
MIB SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2003-04-01	-
	Rep	Advising on corporate finance	2003-04-01	2003-07-02
	Rep	Advising on securities	2003-04-01	2003-07-02
	Rep	Asset management	2003-04-01	2003-07-02