Personnel Hong Kong SFC License Details (ID 85364)

Personnel Hong Kong SFC License Details (ID 85364)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MIB SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2006-02-09	2021-06-30
	RO	Dealing in securities	2004-09-22	2006-02-09
MIB FINANCE (HONG KONG) LIMITED	Rep	Advising on corporate finance	-	2003-08-16
	Rep	Advising on securities	-	2003-08-16
	Rep	Asset management	-	2003-08-16
	Rep	Dealing in securities	-	2003-08-16
MIB FUTURES (HONG KONG) LIMITED	Rep	Advising on futures contracts	-	2003-08-06
	Rep	Asset management	-	2003-08-06
	Rep	Dealing in futures contracts	-	2021-06-30
MIB SECURITIES (HONG KONG) LIMITED	Rep	Advising on corporate finance	-	2003-08-16
	Rep	Advising on securities	-	2003-08-16
	Rep	Asset management	-	2003-08-16
	Rep	Dealing in securities	-	2004-09-22