Personnel Hong Kong SFC License Details (ID 85365)

Personnel Hong Kong SFC License Details (ID 85365)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2024-01-19	2026-08-31
VMS Securities Limited	Rep	Dealing in securities	2017-10-23	2023-09-30
MIB FUTURES (HONG KONG) LIMITED	Rep	Advising on futures contracts	2003-04-01	2003-07-09
	Rep	Asset management	2003-04-01	2003-07-09
	Rep	Dealing in futures contracts	2003-04-01	2017-10-01
MIB SECURITIES (HONG KONG) LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-07-09
	Rep	Advising on securities	2003-04-01	2003-07-09
	Rep	Asset management	2003-04-01	2003-07-09
	Rep	Dealing in securities	2003-04-01	2017-10-01