Personnel Hong Kong SFC License Details (ID 85371)

Personnel Hong Kong SFC License Details (ID 85371)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MIB FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-09-28	2021-09-01
MIB SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2010-09-28	2021-09-01
MUSHK Limited	Rep	Dealing in securities	2010-06-02	2010-09-11
	RO	Advising on futures contracts	2005-06-15	2010-06-02
	RO	Advising on securities	2005-06-15	2010-06-02
	RO	Dealing in futures contracts	2005-06-15	2010-06-02
	RO	Dealing in securities	2005-06-15	2010-06-02
	Rep	Advising on futures contracts	2003-06-05	2005-06-15
	Rep	Dealing in futures contracts	2003-06-05	2005-06-15
	Rep	Advising on corporate finance	-	2003-07-30
	Rep	Asset management	-	2003-07-30
	Rep	Advising on securities	-	2005-06-15
	Rep	Dealing in securities	-	2005-06-15