Personnel Hong Kong SFC License Details (ID 85377)

Personnel Hong Kong SFC License Details (ID 85377)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UP WAY SECURITIES LIMITED	Rep	Dealing in securities	2021-04-22	2021-05-31
FIRST SHANGHAI FUTURES LIMITED	Rep	Dealing in futures contracts	2015-08-20	2020-11-27
FIRST SHANGHAI SECURITIES LIMITED	Rep	Dealing in securities	2015-08-20	2020-11-27
WING FUNG FUTURES LIMITED	Rep	Dealing in futures contracts	2013-07-22	2015-08-08
WING FUNG SECURITIES LIMITED	Rep	Dealing in securities	2013-07-22	2015-08-08
MIB FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2011-01-19	2013-04-20
MIB SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2011-01-19	2013-04-20
SOUTH CHINA COMMODITIES LIMITED	Rep	Dealing in futures contracts	2010-07-09	2011-01-16
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2010-07-09	2011-01-16
SOUTH CHINA COMMODITIES LIMITED	Rep	Dealing in futures contracts	2009-01-14	2009-08-16
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2009-01-14	2009-08-16