| ORIENTAL PATRON SECURITIES LIMITED | Rep | Dealing in securities | 2011-11-07 | 2012-05-04 |
| MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-08-17 | 2011-10-01 |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Dealing in securities | 2008-08-01 | 2009-10-06 |
| ABCI Securities Company Limited | Rep | Dealing in securities | 2006-08-14 | 2008-07-13 |
| VC BROKERAGE LIMITED | Rep | Dealing in securities | 2005-06-08 | 2006-07-01 |
| VC FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-06-08 | 2006-07-01 |
| SBI China Capital Commodities Limited | Rep | Advising on futures contracts | - | 2003-07-14 |
| Rep | Asset management | - | 2005-05-18 |
| Rep | Dealing in futures contracts | - | 2005-05-18 |
| SBI China Capital Securities Limited | Rep | Advising on corporate finance | - | 2003-07-14 |
| Rep | Advising on securities | - | 2003-07-14 |
| Rep | Asset management | - | 2005-05-18 |
| Rep | Dealing in securities | - | 2005-05-18 |