| AUREUM INFINITY CAPITAL LIMITED | RO | Advising on securities | 2026-07-24 | - |
| RO | Asset management | 2026-07-24 | - |
| RO | Dealing in securities | 2026-07-24 | - |
| Rep | Advising on securities | 2026-06-18 | 2026-07-24 |
| Rep | Asset management | 2026-06-18 | 2026-07-24 |
| Rep | Dealing in securities | 2026-06-18 | 2026-07-24 |
| Going Securities Limited | RO | Advising on securities | 2025-09-16 | 2026-02-02 |
| RO | Asset management | 2025-09-16 | 2026-02-02 |
| RO | Dealing in futures contracts | 2025-09-16 | 2026-02-02 |
| RO | Dealing in securities | 2025-09-16 | 2026-02-02 |
| Rep | Advising on securities | 2025-09-02 | 2025-09-16 |
| Rep | Asset management | 2025-09-02 | 2025-09-16 |
| Rep | Dealing in futures contracts | 2025-09-02 | 2025-09-16 |
| Rep | Dealing in securities | 2025-09-02 | 2025-09-16 |
| Magpie Securities Limited (HK) | RO | Asset management | 2024-04-11 | 2025-06-30 |
| RO | Advising on securities | 2023-01-30 | 2025-06-30 |
| RO | Dealing in securities | 2021-09-14 | 2025-06-30 |
| Rep | Dealing in securities | 2021-02-19 | 2021-09-14 |
| RO | Dealing in futures contracts | 2021-02-19 | 2025-06-30 |
| Lego Securities Limited | Rep | Dealing in securities | 2020-12-23 | 2021-02-04 |
| Kai Yin Securities Limited | RO | Dealing in futures contracts | 2018-04-17 | 2020-11-23 |
| Rep | Dealing in securities | 2018-01-04 | 2020-11-23 |
| MIB FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-01-07 | 2017-12-17 |
| MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-06-02 | 2017-12-17 |
| CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2003-05-26 | 2005-05-26 |
| METRO CAPITAL SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-05-26 |
| Rep | Advising on securities | 2003-04-01 | 2003-05-26 |
| Rep | Asset management | 2003-04-01 | 2003-05-26 |
| Rep | Dealing in securities | 2003-04-01 | 2003-05-26 |