Personnel Hong Kong SFC License Details (ID 85392)

Personnel Hong Kong SFC License Details (ID 85392)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2023-08-10	-
	Rep	Dealing in securities	2023-08-10	-
MIB FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2014-08-28	2023-07-28
MIB FINANCE (HONG KONG) LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-06-30
	Rep	Advising on securities	2003-04-01	2003-06-30
	Rep	Asset management	2003-04-01	2003-06-30
	Rep	Dealing in securities	2003-04-01	2003-06-30
MIB SECURITIES (HONG KONG) LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-06-30
	Rep	Advising on securities	2003-04-01	2003-06-30
	Rep	Asset management	2003-04-01	2003-06-30
	Rep	Dealing in securities	2003-04-01	2023-07-28