Personnel Hong Kong SFC License Details (ID 85394)

Personnel Hong Kong SFC License Details (ID 85394)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Yuanta Securities (Hong Kong) Company Limited	RO	Advising on securities	2022-02-11	-
	RO	Dealing in securities	2022-02-11	-
	Rep	Asset management	2020-07-13	-
	Rep	Dealing in futures contracts	2020-07-13	-
	Rep	Advising on securities	2016-03-31	2022-02-11
	Rep	Dealing in securities	2016-03-31	2022-02-11
RHB ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2014-02-17	2016-03-04
	Rep	Dealing in securities	2014-02-17	2016-03-04
MIB SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2011-02-11	2014-01-30
OnePlatform Asset Management Limited	Rep	Dealing in securities	2010-06-09	2011-02-03
	Rep	Advising on securities	2009-04-09	2010-06-09