Personnel Hong Kong SFC License Details (ID 85396)

Personnel Hong Kong SFC License Details (ID 85396)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FTAG Financial Limited	Rep	Asset management	2021-10-08	2023-01-06
CLC FUTURES LIMITED	Rep	Dealing in futures contracts	2018-09-11	2020-12-15
CLC SECURITIES LIMITED	Rep	Dealing in securities	2018-09-11	2020-12-15
YUE XIU FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2018-03-01	2018-06-22
YUE XIU SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2017-06-14	2018-06-22
HGNH International Securities Co., Limited	Rep	Dealing in securities	2016-08-15	2017-03-03
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2015-11-19	2016-06-29
Mason Securities Limited	Rep	Dealing in securities	2012-03-15	2015-07-24
MIB SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2008-12-12	2011-10-01