Webb-site Legacy

Lau, Chi Lam 劉志林

SFC ID:AAJ815

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	-
	Rep	Dealing in securities	2014-04-04	2017-10-02
MIB FINANCE (HONG KONG) LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-08-16
	Rep	Advising on securities	2003-04-01	2003-08-16
	Rep	Asset management	2003-04-01	2003-08-16
	Rep	Dealing in securities	2003-04-01	2003-08-16
MIB SECURITIES (HONG KONG) LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-08-16
	Rep	Advising on securities	2003-04-01	2003-08-16
	Rep	Asset management	2003-04-01	2003-08-16
	Rep	Dealing in securities	2003-04-01	2014-03-29