Personnel Hong Kong SFC License Details (ID 85407)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MIB SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2017-07-07	-
BTIG Hong Kong Limited	Rep	Dealing in securities	2012-09-10	2017-06-12
MIB SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2004-05-05	2012-02-16
MACQUARIE EQUITIES (ASIA) LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-04-30
	Rep	Advising on securities	2003-04-01	2003-04-30
	Rep	Asset management	2003-04-01	2003-04-30
	Rep	Dealing in securities	2003-04-01	2003-04-30