Personnel Hong Kong SFC License Details (ID 85408)

Personnel Hong Kong SFC License Details (ID 85408)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SHUN LOONG SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2022-03-28	2023-03-20
Core Capital Securities Limited	Rep	Dealing in securities	2022-01-06	2022-02-10
H&AMP;Y SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2020-05-12	2021-12-19
Core Capital Securities Limited	Rep	Dealing in securities	2018-12-14	2020-02-05
JT CAPITAL ASSET MANAGEMENT LIMITED	Rep	Dealing in securities	2018-12-14	2020-02-05
MCM ASIA LIMITED (TRADING AS MCM PARTNERS) (	Rep	Dealing in securities	2017-09-13	2018-11-01
Quam Securities Limited	Rep	Dealing in securities	2016-05-04	2017-08-03
MIB SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2009-09-04	2015-09-10
DBS VICKERS (HONG KONG) LIMITED	Rep	Dealing in securities	2005-09-01	2009-09-01
HSBC SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2004-11-15	2005-07-19
NH INVESTMENT &AMP; SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2003-08-14	2004-11-01
MACQUARIE EQUITIES (ASIA) LIMITED	Rep	Advising on corporate finance	-	2003-04-30
	Rep	Advising on securities	-	2003-04-30
	Rep	Asset management	-	2003-04-30
	Rep	Dealing in securities	-	2003-04-30