Personnel Hong Kong SFC License Details (ID 85418)

Personnel Hong Kong SFC License Details (ID 85418)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Jefferies Hong Kong Limited	Rep	Dealing in securities	2021-01-18	-
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Providing automated trading services	2018-03-19	2020-05-25
	Rep	Dealing in securities	2018-03-19	2020-11-13
China Renaissance Broking Services (Hong Kong) Limited	RO	Dealing in securities	2015-12-30	2017-06-09
China Renaissance Securities (Hong Kong) Limited	Rep	Dealing in securities	2015-12-30	2017-06-09
	RO	Dealing in securities	2015-08-18	2015-12-30
	Rep	Dealing in securities	2015-04-13	2015-08-18
	Rep	Advising on securities	2015-04-13	2017-06-09
MIB SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2010-08-30	2015-03-24
GFI (HK) SECURITIES L.L.C.	Rep	Dealing in securities	2010-03-12	2010-07-23