Personnel Hong Kong SFC License Details (ID 85423)

Personnel Hong Kong SFC License Details (ID 85423)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Black Marble Securities Limited	RO	Dealing in securities	2023-01-05	-
SFGHK Limited	RO	Advising on securities	2020-04-28	2020-06-28
	RO	Dealing in securities	2020-04-28	2020-06-28
	Rep	Dealing in securities	2020-04-02	2020-04-28
Fosun International Securities Limited	Rep	Dealing in securities	2018-05-31	2020-02-22
Golden K2 Securities Limited	RO	Dealing in securities	2018-01-31	2018-05-25
BIG BAY SECURITIES (HK) LIMITED	Rep	Dealing in securities	2017-06-14	2017-07-04
MIB FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2013-01-08	2017-04-20
MIB SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2007-12-12	2017-04-20
CTBC Asia Limited	Rep	Dealing in securities	2007-07-17	2007-11-29
MIB FINANCE (HONG KONG) LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-06-30
	Rep	Advising on securities	2003-04-01	2003-06-30
	Rep	Asset management	2003-04-01	2003-06-30
	Rep	Dealing in securities	2003-04-01	2003-06-30
MIB SECURITIES (HONG KONG) LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-06-30
	Rep	Advising on securities	2003-04-01	2003-06-30
	Rep	Asset management	2003-04-01	2003-06-30
	Rep	Dealing in securities	2003-04-01	2007-07-07