| INTEGRITY CONSTRUCTION & DEVELOPMENT SECURITIES GROUP LIMITED | RO | Advising on securities | 2021-05-18 | 2021-09-15 |
| RO | Dealing in securities | 2021-05-18 | 2021-09-15 |
| HONG KONG QUANTONG ASSET TRADING CO., LIMITED | RO | Dealing in securities | 2020-06-16 | 2021-03-23 |
| Redbridge Global Strategies Limited | Rep | Advising on securities | 2019-02-13 | 2019-07-03 |
| Rep | Asset management | 2019-02-13 | 2019-07-03 |
| RO | Dealing in securities | 2018-11-09 | 2019-07-03 |
| Rep | Dealing in securities | 2018-10-02 | 2018-11-09 |
| VISION CAPITAL INTERNATIONAL HOLDINGS LIMITED (HK) | RO | Dealing in securities | 2017-11-28 | 2018-08-01 |
| Rep | Dealing in securities | 2017-11-01 | 2017-11-28 |
| CENTALINE SECURITIES LIMITED | RO | Dealing in securities | 2015-03-30 | 2017-08-18 |
| Rep | Dealing in securities | 2012-02-20 | 2015-03-30 |
| KING FOOK COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2008-10-14 | 2011-12-03 |
| KING FOOK SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2008-07-02 | 2011-12-03 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2008-05-20 | 2008-06-19 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-05-20 | 2008-06-19 |