Personnel Hong Kong SFC License Details (ID 85446)

Personnel Hong Kong SFC License Details (ID 85446)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EMPEROR SECURITIES LIMITED (HK)	Rep	Dealing in securities	2018-08-03	2021-03-31
Tensant Securities Limited	Rep	Dealing in securities	2009-12-21	2015-11-09
CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED	Rep	Advising on securities	2008-09-12	2008-11-18
CINDA INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2007-09-27	2008-11-18
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2007-09-27	2008-11-18
CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED	Rep	Leveraged foreign exchange trading	2007-08-28	2008-11-18
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2007-05-29	2007-08-01
EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED	Rep	Leveraged foreign exchange trading	-	2007-05-07